Total Holdings
264
As of Oct 4, 2026
First Trust Small Cap Growth AlphaDEX Fund
FYCNASDAQFirst TrustEquity
$113.47Today:- (-)1Y +19.64%
As of Oct 26, 2026 close
- Assets (AUM)
- $1.39B
- Expense ratio
- 0.70%
- Dividend yield
- 0.11%
- Holdings
- 264
- 52-week range
- $86.85$127.57
- Volume (live)
- -
- Avg. volume (3M)
- 92.44K
FYC ETF Holdings: First Trust Small Cap Growth AlphaDEX Fund
Every listed position with its portfolio weight, plus sector breakdown and geographic exposure for this Equity ETF. Analyze fund diversification and concentration.
Top 10 Holdings
9.9%
Share of fund assets
Assets (AUM)
$1.39B
Total fund assets
Expense Ratio
0.70%
Annual management fee
Portfolio Allocations
Distribution breakdown by sector, asset type, and geographic region. Understand the fund's diversification strategy across markets and asset classes.
Loading chart...
Top 51 of 264 FYC Holdings by Portfolio Weight
Holdings as of Oct 4, 2026. Ticker, name, asset type and portfolio weight for each position. Fund disclosures available to us list the largest 51 positions.
Scroll to see more
| # | Symbol | Name | Type | Weight |
|---|---|---|---|---|
| 1 |  | 10x Genomics, Inc. | Stock | 1.30% |
| 2 |  | Twist Bioscience Corporation | Stock | 1.29% |
| 3 |  | RingCentral, Inc. | Stock | 1.13% |
| 4 |  | Precigen, Inc. | Stock | 1.01% |
| 5 |  | Acadian Asset Management Inc. | Stock | 0.92% |
| 6 | BSIG | BrightSphere Investment Group Inc | Stock | 0.88% |
| 7 |  | NeoGenomics, Inc. | Stock | 0.86% |
| 8 |  | Aveanna Healthcare Holdings Inc | Stock | 0.85% |
| 9 |  | Calumet, Inc. | Stock | 0.84% |
| 10 |  | Hinge Health, Inc. | Stock | 0.83% |
| 11 |  | The Chefs' Warehouse, Inc. | Stock | 0.82% |
| 12 |  | LifeStance Health Group, Inc. Common Stock | Stock | 0.80% |
| 13 |  | First Advantage Corporation Common Stock | Stock | 0.79% |
| 14 |  | Travere Therapeutics Inc | Stock | 0.77% |
| 15 |  | The Cheesecake Factory Incorporated | Stock | 0.76% |
| 16 |  | Xometry, Inc. | Stock | 0.76% |
| 17 |  | DXP Enterprises, Inc. | Stock | 0.76% |
| 18 |  | Oscar Health Inc | Stock | 0.76% |
| 19 |  | ATAI Life Sciences BV | Stock | 0.75% |
| 20 |  | National HealthCare Corporation | Stock | 0.74% |
| 21 |  | Adaptive Biotechnologies Corporation | Stock | 0.72% |
| 22 |  | Encore Capital Group, Inc. | Stock | 0.71% |
| 23 |  | Flywire Corp | Stock | 0.71% |
| 24 |  | GigaCloud Technology Inc. | Stock | 0.70% |
| 25 | NYSE MKT:NHC | National HealthCare Corporation | Stock | 0.69% |
| 26 |  | Relay Therapeutics, Inc. | Stock | 0.69% |
| 27 |  | Digi International Inc. | Stock | 0.69% |
| 28 |  | Inhibrx Inc | Stock | 0.69% |
| 29 |  | Dave Inc | Stock | 0.69% |
| 30 |  | Remitly Global, Inc. | Stock | 0.67% |
| 31 |  | Pitney Bowes Inc | Stock | 0.67% |
| 32 |  | Innovex International, Inc | Stock | 0.65% |
| 33 |  | EZCORP Inc | Stock | 0.65% |
| 34 |  | Arcus Biosciences, Inc | Stock | 0.64% |
| 35 |  | Astronics Corporation | Stock | 0.63% |
| 36 |  | Federal Agricultural Mortgage Corporation | Stock | 0.61% |
| 37 |  | Ducommun Incorporated | Stock | 0.61% |
| 38 |  | Ligand Pharmaceuticals Incorporated | Stock | 0.61% |
| 39 |  | Healthcare Services Group, Inc | Stock | 0.60% |
| 40 |  | CleanSpark, Inc | Stock | 0.58% |
| 41 |  | WisdomTree Inc. | Stock | 0.58% |
| 42 |  | Xeris Pharmaceuticals Inc | Stock | 0.58% |
| 43 |  | Liquidia Corporation | Stock | 0.58% |
| 44 |  | Cimpress NV | Stock | 0.58% |
| 45 | KAR | KAR Auction Services Inc | Stock | 0.58% |
| 46 |  | AnaptysBio, Inc | Stock | 0.56% |
| 47 |  | Kaiser Aluminum Corporation | Stock | 0.56% |
| 48 |  | AxoGen, Inc | Stock | 0.56% |
| 49 |  | Interface Inc | Stock | 0.56% |
| 50 |  | CBL & Associates Properties, Inc | Stock | 0.56% |
| 51 |  | Sphere Entertainment Co. | Stock | 0.55% |
Source: Fund holdings disclosures. Data as of Oct 4, 2026. Data sources and methodology
Frequently Asked Questions About First Trust Small Cap Growth AlphaDEX Fund Holdings
What are the top holdings in FYC?
As of Oct 4, 2026, First Trust Small Cap Growth AlphaDEX Fund (FYC) holds 264 securities. The largest are 10x Genomics, Inc. (1.30%), Twist Bioscience Corporation (1.29%), RingCentral, Inc. (1.13%). The holdings table lists each position by portfolio weight with its ticker, name and asset type.
How concentrated is FYC's portfolio?
As of Oct 4, 2026, the 10 largest positions make up 9.9% of FYC's assets. A concentrated portfolio has fewer large positions with higher individual weights, while a diversified portfolio distributes holdings more evenly.
What is FYC's sector allocation?
The Sector Allocation chart shows how FYC distributes investments across different industries like Technology, Healthcare, Financials, and more. This sector exposure helps understand the fund's industry diversification strategy.
What countries does FYC invest in?
FYC's geographic exposure is shown in the Countries tab under Portfolio Allocations. This reveals the fund's international diversification and exposure to different regions and global markets.
How diversified is FYC ETF?
FYC's diversification can be assessed by reviewing its 264 holdings (as of Oct 4, 2026), sector allocation, and geographic exposure. A well-diversified ETF spreads investments across multiple securities, sectors, and regions to reduce concentration risk.